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Ethics Program Resources — April 30, 2012

Looking for resources to help you plan, maintain and leverage your ethics and compliance program? We’ve got a great list of links to trusted sites that can help you here.


Here’s a sample:




OSHA’s Whistleblower and Retaliation Protections

Information on who is covered, basic requirements, employee rights, record-keeping and reporting, penalties, relation to other laws, compliance assistance and contacts within the Department of Labor.


Whistleblowing and the New Race to Report

Deloitte report on the impact of the Dodd-Frank Act and 2010's changes to the U.S. Federal Sentencing Guidelines


SEC’s Dodd-Frank Whistleblower Program page

Information and guidance on the program from the Office of the Whistleblower at the Securities and Exchange Commission



Department of Labor’s Employment Law Guide: Laws, Regulations, and Technical Assistance Services

Major statutes and regulations that affect businesses and workers and information to develop wage and benefit, safety and health, and nondiscrimination policies.


SOX Optimization: Improving Compliance Efficiency and Effectiveness 

Deloitte whitepaper on how to improve controls and lower costs without jeopardizing compliance.


Enforcement Guidance on Vicarious Employer Liability for Unlawful Harassment by Supervisors

Guidance from the Equal Employment Opportunity Commission on employer liability for harassment by supervisors, based on sex, religion, race, color, national origin, disability age or protected activity.


Protecting Personal Health Information in Research: Understanding the HIPAA Privacy Rule

Links to a printable PDF and online versions on HIPPA requirements for researchers, including purpose, who it applies to, what information is protected and other topics


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